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Junior Compliance Officer
Stealth
via Crossroads Staffing Services
Thousand Oaks, Ventura CountyEst. $66K – $66K (~₹55.0L – ₹55.0L)entry0-2 years16 people scored this
Description
Job Description Job Description An institutional broker-dealer, is seeking a Junior Compliance Specialist that will be responsible for broad-based compliance coverage supporting nearly all aspects of the firm’s businesses. The role will support our institutional trading and sales, equity research, investment banking, electronic trading, and prime services divisions with an emphasis on trade monitoring and surveillance and CAT reporting. This is a highly visible role with a great opportunity to …
Benefits
Equity
How this compares to market
Estimated: At market for Junior Compliance Officer in Thousand Oaks.
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