Compliance Officer

A well-established FCA-regulated firm focussing on Pensions and Investments is seeking a Compliance Assistant to support its growing compliance function. Working closely with the SMF16 Compliance Officer , you’ll play a key role in ensuring the business meets FCA requirements across advisory services and SIPP provision. Key Responsibilities Support compliance monitoring and reporting across advisory and SIPP activities Assist with FCA filings, regulatory returns, and record keeping Conduct regu…