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TC
Compliance Officer
Talent Corner Hr ServicesKolkataOpen to all31 people scored this
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Description
The Senior Compliance Officer ensures the company adheres to regulatory requirements and internal policies in the capital market. Responsibilities include monitoring compliance reports, managing surveillance alerts, conducting audits, Monitor Required Candidate profile Alerts and manage reporting to exchanges. Utilize software like LD, Share Pro, Track Wizz to generate compliance reports. Handle AP registration, AP cancellations, and maintain client-wise reports. Role: Chief Compliance Officer …
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IndustryHealthcare & Nursing Jobs
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