AR
Compliance Officer
Ascendo ResourcesNew York CityEst. $111K – $111K (~₹92.1L – ₹92.1L)Work permit requiredTrending: 94 views
Description
Job Description A global interdealer broker is seeking an Equities Compliance Officer to join their Risk and Compliance team in lower Manhattan. Requirements :Provide regulatory/compliance advice supporting equity trading and operational function sManage regulatory examinations, investigations, and inquiries (FINRA/SEC )Ensure compliance with Reg ATS, Reg NMS, Market Access, CAT, TRF, Rules 605/606, and Best Execution obligation sDraft and revise policies, WSPs, and supervisory control sAnalyze…
Benefits
Equity
This role may require work authorization in US
Check with the employer about specific visa or work permit requirements before applying.
About New York, US
Cost of living
high
Avg tech salary
$130K-$220K USD
Remote work
Hybrid common, some full remote roles
How this compares to market
Estimated: At market for Compliance Officer in New York City.
Want to know your chances? OpteroAI predicts your offer probability for this role based on your profile.
See your offer scoreFree to start. No credit card.
IndustryAccounting & Finance Jobs
Company Insights
No data yet
Culture signals and hiring data will appear as we collect more information about Ascendo Resources.